Using Social Media in Financial Services
Social Media for Financial Services Providers guides financial advisers, investment advisers, registered principals and somebody else associated with a broker-dealer or an investment advisory firm through the process of using social media for business communications.
In recent years, regulatory organizations like FINRA and the SEC have issued guidance on how firms and individuals can stay in compliance with all the applicable regulations, while still benefitting from the power of social media.
This work covers what financial service professionals require to know to make use of social media without jogging in to issues with regulators or their firms.
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